系统风险办公室

DTCC成立了系统性风险办公室(SRO), which comprises a dedicated team of risk management professionals within DTCC’s Group Chief Risk Office, 专门用来识别, 监视和控制, 在实际, 潜在的系统性威胁, as an expansion of its broad risk management framework.

Systemic risk in the financial 市场 environment relevant to DTCC is defined as the risk that the effect of an adverse event or series of events within the broadly defined financial services industry, including the financial industries critical infrastructures, caused by members or inflicted through external channels, 会在整个行业传播吗, 市场, vnsr威尼斯城官网登入和/或结构. 这个传输, 反过来, 会导致严重的损伤吗, disruption or degradation of the effectiveness and/or efficiency of the intermediation function, which may also impair the unencumbered functioning of critical infrastructures such as DTCC.

The creation of SRO reflects DTCC’s recognition of its critical role in the securities industry and the designation by the Financial Stability Oversight Council (FSOC) of DTC, NSCC and FICC as Systemically Important Financial Market Utilities (SIFMUs).

A key component of the SRO’s mandate includes management of DTCC’s Interconnectedness Risk Initiative, which is an ongoing cross-functional framework to identify and limit the potential impact of disruptions caused by the failure of an interconnected entity to function as expected.

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